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NCAC > Title 11 - Insurance > Chapter 11 - Financial Evaluation Division
Chapter 11 (consolidated)Financial Evaluation DivisionHTML | DOC
SubChapter AHTML | DOC
11 NCAC 11A .0101REPEALED - STATUTORY FINANCIAL STATEMENTHTML | DOC
11 NCAC 11A .0102REPEALED - UNSOUND CONDITIONHTML | DOC
11 NCAC 11A .0103-0104REPEALEDHTML | DOC
11 NCAC 11A .0105MULTIPLE-LINE INSURERHTML | DOC
11 NCAC 11A .0106DEEMER CLAUSE OR DEEMER PROVISIONHTML | DOC
11 NCAC 11A .0107-0108REPEALEDHTML | DOC
11 NCAC 11A .0201-0202REPEALEDHTML | DOC
11 NCAC 11A .0301-0306REPEALEDHTML | DOC
11 NCAC 11A .0401-0407REPEALEDHTML | DOC
11 NCAC 11A .0408REPEALED - AFFIDAVIT: EDUCATION: OCCUPATION: BUSINESS EXPERIENCEHTML | DOC
11 NCAC 11A .0409-0432REPEALEDHTML | DOC
11 NCAC 11A .0433-0434REPEALEDHTML | DOC
11 NCAC 11A .0435-0449REPEALEDHTML | DOC
11 NCAC 11A .0450-0451REPEALEDHTML | DOC
11 NCAC 11A .0452-0457REPEALEDHTML | DOC
11 NCAC 11A .0458-0459REPEALEDHTML | DOC
11 NCAC 11A .0460-0488REPEALEDHTML | DOC
11 NCAC 11A .0489-0493REPEALEDHTML | DOC
11 NCAC 11A .0501-.0513REPEALEDHTML | DOC
11 NCAC 11A .0514-.0515REPEALEDHTML | DOC
11 NCAC 11A .0601REPEALED - DEFINITIONSHTML | DOC
11 NCAC 11A .0602REPEALED - LICENSUREHTML | DOC
11 NCAC 11A .0603-0609REPEALEDHTML | DOC
 
SubChapter BHTML | DOC
11 NCAC 11B .0101-0103REPEALEDHTML | DOC
11 NCAC 11B .0104REPEALED - REPLACEMENT UPON REDUCTION OF MARKET VALUE SECURITIESHTML | DOC
11 NCAC 11B .0105REPEALED - PURPOSE OF DEPOSIT OF GENERAL OR SPECIALHTML | DOC
11 NCAC 11B .0106REPEALED - DEPOSITS REQUIRED: REVOCATION/LICENSE: FOREIGN COMPANIESHTML | DOC
11 NCAC 11B .0107REPEALED - DEPOSITS OF DOMESTIC COMPANIESHTML | DOC
11 NCAC 11B .0108-.0111REPEALEDHTML | DOC
11 NCAC 11B .0112REPEALED - RETURN OF SECURITIES ON DEPOSITHTML | DOC
11 NCAC 11B .0113-.0114REPEALEDHTML | DOC
11 NCAC 11B .0115REPEALED - REGISTRATION OF BONDS DEPOSITED IN NAME OF TREASURERHTML | DOC
11 NCAC 11B .0116-0118REPEALEDHTML | DOC
11 NCAC 11B .0119REPEALED - CONTINUATION OF DEPOSITS OF SECURITIES OF MERGING COMPANIESHTML | DOC
11 NCAC 11B .0120REPEALED - EXPENSES OF REGISTERED MAILHTML | DOC
11 NCAC 11B .0121REPEALED - SURETY BONDS: DEPOSIT OF SECURITIES: SPECIAL REQUIREMENTHTML | DOC
11 NCAC 11B .0122-.0123REPEALEDHTML | DOC
11 NCAC 11B .0124-.0131REPEALEDHTML | DOC
11 NCAC 11B .0132REPEALED - DEPOSIT REQUIRED AMOUNT FOREIGN LIFE INSURERSHTML | DOC
11 NCAC 11B .0133-.0137REPEALEDHTML | DOC
11 NCAC 11B .0138REPEALED - TYPES OF SECURITIES ELIGIBLE FOR DEPOSITHTML | DOC
11 NCAC 11B .0139REPEALED - DEPOSIT USE OF MASTER TRUST ALL NEW COMPANIESHTML | DOC
11 NCAC 11B .0140REPEALED - USE OF MASTER TRUST ALL EXISTING COMPANIES TRANSFERREDHTML | DOC
11 NCAC 11B .0141REPEALED - USE OF MASTER TRUST INCREASE DEPOSIT EXISTING COMPANIESHTML | DOC
11 NCAC 11B .0142REPEALED - CONVERSION FROM STATE TREASURER TO MASTER TRUST BANKHTML | DOC
11 NCAC 11B .0143REPEALED - MASTER TRUST PURPOSE OF DEPOSITHTML | DOC
11 NCAC 11B .0144-.0147REPEALEDHTML | DOC
11 NCAC 11B .0148REPEALED - MASTER TRUST CONVERSION TO CASHHTML | DOC
11 NCAC 11B .0149-.0151REPEALEDHTML | DOC
11 NCAC 11B .0152CUSTODY AGREEMENT FOR SECURITIES AND OTHER ASSETS DEPOSITED WITH THE COMMISSIONERHTML | DOC
11 NCAC 11B .0201REPEALED - HOLDING COMPANIES: GENERAL NATUREHTML | DOC
11 NCAC 11B .0202-0210REPEALEDHTML | DOC
11 NCAC 11B .0211-0214REPEALEDHTML | DOC
11 NCAC 11B .0215DEFINITIONSHTML | DOC
11 NCAC 11B .0216FORMS - GENERAL REQUIREMENTSHTML | DOC
11 NCAC 11B .0217ACQUISITION OF CONTROL - STATEMENT FILINGHTML | DOC
11 NCAC 11B .0218ACQUISITION OF CONTROL - SOURCE OF CONSIDERATIONHTML | DOC
11 NCAC 11B .0219ANNUAL REGISTRATION OF INSURERS - STATEMENT FILINGHTML | DOC
11 NCAC 11B .0220ALTERNATIVE AND CONSOLIDATED REGISTRATIONSHTML | DOC
11 NCAC 11B .0221DISCLAIMERS AND TERMINATION OF REGISTRATIONHTML | DOC
11 NCAC 11B .0222TRANSACTIONS SUBJECT TO PRIOR NOTICE - NOTICE FILINGHTML | DOC
11 NCAC 11B .0223aDEQUACY OF SURPLUSHTML | DOC
11 NCAC 11B .0301REPEALED - VARIABLE ANNUITIES: GENERAL NATUREHTML | DOC
11 NCAC 11B .0302REPEALED - QUALIFICATION TO ISSUE VARIABLE ANNUITIESHTML | DOC
11 NCAC 11B .0303INFORMATION REQUIRED PRIOR TO APPROVALHTML | DOC
11 NCAC 11B .0304-0305REPEALEDHTML | DOC
11 NCAC 11B .0401REPEALED - WORKMEN'S COMPENSATION: GENERAL NATUREHTML | DOC
11 NCAC 11B .0402-0407REPEALEDHTML | DOC
11 NCAC 11B .0501REPEALED - PROMOTING AND HOLDING COMPANIES: GENERAL NATUREHTML | DOC
11 NCAC 11B .0502-.0505REPEALEDHTML | DOC
11 NCAC 11B .0506-.0518REPEALEDHTML | DOC
11 NCAC 11B .0601-0606REPEALEDHTML | DOC
11 NCAC 11B .0607REPEALED - APPLICATION - EMPLOYERSHTML | DOC
11 NCAC 11B .0608-0609REPEALEDHTML | DOC
11 NCAC 11B .0610REPEALED - APPLICATION - GROUPSHTML | DOC
11 NCAC 11B .0611-0614REPEALEDHTML | DOC
11 NCAC 11B .0615REPEALED - PAYMENT OF DIVIDENDS BY GROUP FUNDS OR ASSOCIATIONSHTML | DOC
11 NCAC 11B .0616REPEALED - INSOLVENCY OR HAZARDOUS FINANCIAL CONDITIONHTML | DOC
11 NCAC 11B .0617REPEALED - GROUP ASSESSMENTS, DISCLOSURE, DEVIATIONS, AND DIVIDENDSHTML | DOC
 
SubChapter CHTML | DOC
11 NCAC 11C .0101REPEALED - GENERAL PROVISIONSHTML | DOC
11 NCAC 11C .0102-.0103EXPIREDHTML | DOC
11 NCAC 11C .0104RECORD OF BUSINESS TO BE KEPT BY COMPANYHTML | DOC
11 NCAC 11C .0105RETENTION OF RECORDS OF DOMESTIC INSURANCE COMPANIESHTML | DOC
11 NCAC 11C .0106REPEALED - UNEARNED PREMIUM RESERVE: IN FORCE PREMIUMSHTML | DOC
11 NCAC 11C .0107REPEALED - REINSURANCE: WHEN PERMITTEDHTML | DOC
11 NCAC 11C .0108-0109REPEALEDHTML | DOC
11 NCAC 11C .0110REPEALED - INVESTMENT IN GOLD OR GOLD FUTURES BY INSURANCE COMPANIESHTML | DOC
11 NCAC 11C .0111REPEALED - INVESTMENT IN THE INTERNATIONAL BANK FOR RECONST AND DEVHTML | DOC
11 NCAC 11C .0112REPEALED - MODEL CUSTODIAL AGREEMENTHTML | DOC
11 NCAC 11C .0113REPEALED - MODEL CUSTODIAL AND FISCAL AGENCY AGREEMENTHTML | DOC
11 NCAC 11C .0114CERTIFICATES OF CONTRIBUTIONHTML | DOC
11 NCAC 11C .0115-0116REPEALEDHTML | DOC
11 NCAC 11C .0117CONFLICT OF INTEREST STATEMENTS MUST BE EXECUTED ANNUALLYHTML | DOC
11 NCAC 11C .0118REPEALED - COLLECTION PROCEDURES FOR EXAMINATION EXPENSEHTML | DOC
11 NCAC 11C .0119MORTGAGE LOANS TO BE SOLD WITHOUT RECOURSEHTML | DOC
11 NCAC 11C .0120REPEALED - VALUATION OF INVESTMENTS: VALUATIONS OF SECURITIES MANUALHTML | DOC
11 NCAC 11C .0121REPEALED - STOCK OPTIONS: GENERALHTML | DOC
11 NCAC 11C .0122REPEALED - SALE OF EXCHANGE: TRADED CALL OPTIONSHTML | DOC
11 NCAC 11C .0123REPEALED - PURCHASE OF EXCHANGE: TRADED CALL OPTIONSHTML | DOC
11 NCAC 11C .0124-.0126REPEALEDHTML | DOC
11 NCAC 11C .0127-0128REPEALEDHTML | DOC
11 NCAC 11C .0129FORM OF REPORTS OF EXAMINATION: FOREIGN COMPANIESHTML | DOC
11 NCAC 11C .0130CREDIT FOR REINSURANCEHTML | DOC
11 NCAC 11C .0131REPEALED - VALUATION OF DEBT SECURITIESHTML | DOC
11 NCAC 11C .0132EXPIRED - ACCOUNTING FOR SALVAGE AND SUBROGATIONHTML | DOC
11 NCAC 11C .0133EXPIRED - ACCOUNTING FOR LIFE AND HEALTH REINSURANCE AGREEMENTSHTML | DOC
11 NCAC 11C .0201REPEALED - GENERAL NATUREHTML | DOC
11 NCAC 11C .0202-0204REPEALEDHTML | DOC
11 NCAC 11C .0205REPEALED - ACCOUNTING FOR SALVAGE AND SUBROGATIONHTML | DOC
11 NCAC 11C .0206REPEALED - ACCOUNTING FOR PREMIUM OVER 90 DAYS PAST DUEHTML | DOC
11 NCAC 11C .0301REPEALED - GENERAL NATUREHTML | DOC
11 NCAC 11C .0302-0306REPEALEDHTML | DOC
11 NCAC 11C .0307FINANCIAL CERTIFICATION: HMOHTML | DOC
11 NCAC 11C .0308REPEALED - FOREIGN HMO: SUCCESSFUL OPERATIONHTML | DOC
11 NCAC 11C .0309REPEALED - ADMITTED ASSETS: HMOHTML | DOC
11 NCAC 11C .0310REINSURANCE AGREEMENTS: HMOHTML | DOC
11 NCAC 11C .0311EXPANSION OF SERVICE AREA: HMOHTML | DOC
11 NCAC 11C .0312EXPIRED - FINANCIAL STATEMENTS: HMOHTML | DOC
11 NCAC 11C .0313EXPIRED - NET EARNED INCOME DEFINITION: HMOHTML | DOC
11 NCAC 11C .0401-0402REPEALEDHTML | DOC
11 NCAC 11C .0403REPEALED - ACCOUNTING FOR MORTGAGE GUARANTY INSURANCEHTML | DOC
11 NCAC 11C .0404REPEALED - CONTINGENCY RESERVE: MORTGAGE GUARANTY INSURANCEHTML | DOC
11 NCAC 11C .0405POLICY FORMS: MORTGAGE GUARANTY INSURANCEHTML | DOC
11 NCAC 11C .0406APPRAISAL REVIEW FEES ARE PART OF PREMIUM CHARGEHTML | DOC
11 NCAC 11C .0407REPORT OF POLICYHOLDERS POSITION - MORTGAGE GUARANTY INSURERSHTML | DOC
11 NCAC 11C .0501ACCREDITED REINSURER - APPLICATIONHTML | DOC
11 NCAC 11C .0502ACCREDITED REINSURER - FILING REQUIREMENTSHTML | DOC
11 NCAC 11C .0503ACCREDITED REINSURER - REVOCATION OF ACCREDITATIONHTML | DOC
11 NCAC 11C .0504TRUST AGREEMENTS QUALIFIED UNDER G.S. 58-7-26HTML | DOC
11 NCAC 11C .0505LETTERS OF CREDITHTML | DOC
11 NCAC 11C .0601DEFINITIONSHTML | DOC
11 NCAC 11C .0602APPLICABILITYHTML | DOC
11 NCAC 11C .0603COMPLIANCE-TRUST ACCOUNTHTML | DOC
11 NCAC 11C .0604COMPLIANCE: LETTER OF CREDITHTML | DOC
11 NCAC 11C .0605COMPLIANCE: FINANCIAL GUARANTY BONDHTML | DOC
 
SubChapter DHTML | DOC
11 NCAC 11D .0101REPEALED - GENERAL PROVISIONSHTML | DOC
11 NCAC 11D .0102-.0103REPEALEDHTML | DOC
11 NCAC 11D .0104APPLICABILITY OF LAWS AFTER REVOCATION OR SUSPENSIONHTML | DOC
11 NCAC 11D .0105-.0106REPEALEDHTML | DOC
11 NCAC 11D .0107BUSINESS IN OWN NAME: EMBLEMS: INSIGNIAS: ETCHTML | DOC
11 NCAC 11D .0108-.0109REPEALEDHTML | DOC
11 NCAC 11D .0110SIZE OF TYPE OF ALL NOTICES REQUIRED TO BE PUBLISHEDHTML | DOC
11 NCAC 11D .0111CERTIFICATE OF INCORPORATION AND AMENDMENTS: APPROVALHTML | DOC
11 NCAC 11D .0112DOMESTIC STOCK TITLE INS COMPANIES: CAPITAL REQUIREMENTSHTML | DOC
11 NCAC 11D .0113-.0114REPEALEDHTML | DOC
11 NCAC 11D .0115-.0164PROXIES: ETC DOMESTIC INSURERS: APPLICATION OF RULESHTML | DOC
11 NCAC 11D .0165EXEMPTION FROM SUBSECTION (c): DISTRIBUTIONHTML | DOC
11 NCAC 11D .0166-.0167EXEMPTION FROM SUBSECTION (c) SALES OF SECURITIESHTML | DOC
11 NCAC 11D .0168REPEALED - GUARANTY CAPITAL CERTIFICATES: WHEN PERMITTEDHTML | DOC
11 NCAC 11D .0169NOTICE OF HEARING ON REVOCATION OR SUSPENSION OF LICENSEHTML | DOC
11 NCAC 11D .0170WRITTEN ORDER: HEARING ON REVOCATION OR SUSPENSIONHTML | DOC
11 NCAC 11D .0201REPEALED - GENERAL NATUREHTML | DOC
11 NCAC 11D .0202REPEALED - REPLACEMENT POLICIESHTML | DOC
11 NCAC 11D .0301REPEALED - GENERAL NATUREHTML | DOC
11 NCAC 11D .0302-.0305REPEALEDHTML | DOC
 
SubChapter EHTML | DOC
11 NCAC 11E .0101REPEALED - GENERAL PROVISIONSHTML | DOC
11 NCAC 11E .0102-0105REPEALEDHTML | DOC
11 NCAC 11E .0106REPEALED - MICROFILMING OF COMPANY RECORDSHTML | DOC
11 NCAC 11E .0107-0109REPEALEDHTML | DOC
11 NCAC 11E .0110REDUCED INSTALLMENT PAYMENTSHTML | DOC
11 NCAC 11E .0201REPEALED - GENERAL NATUREHTML | DOC
11 NCAC 11E .0202TAX ON RECEIPTS FOR PREMIUMSHTML | DOC
11 NCAC 11E .0203PREMIUM FINANCE CHARGESHTML | DOC
11 NCAC 11E .0301REPEALED - GENERAL NATUREHTML | DOC
11 NCAC 11E .0302DIVIDENDS APPLIED TO PURCHASE ADDITIONAL PAID-UP LIFEHTML | DOC
11 NCAC 11E .0303REPEALED - PREMIUM TAXES ON ANNUITIESHTML | DOC
11 NCAC 11E .0304GROSS PREMIUM TAXATION OF GROUP PREMIUMSHTML | DOC
11 NCAC 11E .0305EMPLOYEE BENEFITS PLANS: LIFE AND ACCIDENT AND HEALTHHTML | DOC
11 NCAC 11E .0306-0310REPEALEDHTML | DOC
11 NCAC 11E .0401REPEALED - GENERAL NATUREHTML | DOC
11 NCAC 11E .0402REPEALED - EXTENSION OF FILING DATEHTML | DOC
11 NCAC 11E .0403-0405REPEALEDHTML | DOC
 
SubChapter FHTML | DOC
11 NCAC 11F .0101REPEALED - GENERAL NATUREHTML | DOC
11 NCAC 11F .0102-0104REPEALEDHTML | DOC
11 NCAC 11F .0105REPEALED - RESERVES FOR ANNUITIESHTML | DOC
11 NCAC 11F .0106REPEALED - RESERVES FOR PRESENT VALUE OF FUTURE BENEFITS REQUIREDHTML | DOC
11 NCAC 11F .0107-0110REPEALEDHTML | DOC
11 NCAC 11F .0201DEFINITIONSHTML | DOC
11 NCAC 11F .0202GENERALHTML | DOC
11 NCAC 11F .0203CLAIM RESERVESHTML | DOC
11 NCAC 11F .0204PREMIUM RESERVESHTML | DOC
11 NCAC 11F .0205CONTRACT RESERVESHTML | DOC
11 NCAC 11F .0206REINSURANCEHTML | DOC
11 NCAC 11F .0207SPECIFIC STANDARDS FOR MORBIDITY, INTEREST AND MORTALITYHTML | DOC
11 NCAC 11F .0208RESERVES FOR WAIVER OF PREMIUMHTML | DOC
11 NCAC 11F .0301APPLICABILITY AND SCOPEHTML | DOC
11 NCAC 11F .0302DEFINITIONSHTML | DOC
11 NCAC 11F .0303GENERAL REQUIREMENTSHTML | DOC
11 NCAC 11F .0304-.0305REPEALEDHTML | DOC
11 NCAC 11F .0306OPINION BASED ON ASSET ADEQUACY ANALYSISHTML | DOC
11 NCAC 11F .0307ACTUARIAL MEMORANDUM WITH ASSET ADEQUACY ANALYSISHTML | DOC
11 NCAC 11F .0308REPEALED - ADDITIONAL CONSIDERATIONS FOR ANALYSISHTML | DOC
11 NCAC 11F .0401APPLICABILITYHTML | DOC
11 NCAC 11F .0402DEFINITIONSHTML | DOC
11 NCAC 11F .0403BASIC AND PREMIUM DEFICIENCY RESERVESHTML | DOC
11 NCAC 11F .0404CALCULATION OF 11 NCAC 11f .0401(b)HTML | DOC
11 NCAC 11F .0405CALCULATION OF 11 NCAC 11F .0401(c)HTML | DOC
11 NCAC 11F .0406LIMITED USE OF ANTICIPATED WITHDRAWAL RATESHTML | DOC
11 NCAC 11F .0501-.0504REPEALEDHTML | DOC
11 NCAC 11F .0505MODEL RULE FOR RECOGNIZING A NEW ANNUITY MORTALITY TABLE FOR USE IN DETERMININGHTML | DOC
11 NCAC 11F .0601DEFINITIONSHTML | DOC
11 NCAC 11F .06022001 CSO MORTALITY TABLE AS MINIMUM STANDARDHTML | DOC
11 NCAC 11F .0603CONDITIONSHTML | DOC
11 NCAC 11F .0604APPLICABILITY OF THE 2001 CSO MORTALITY TABLE TO 11 NCAC 11F .0400HTML | DOC
11 NCAC 11F .0605GENDER-BLENDED TABLESHTML | DOC
11 NCAC 11F .0606MINIMUM STANDARDS FOR PRENEED LIFE INSURANCEHTML | DOC
11 NCAC 11F .0701DETERMINING RESERVE LIABILITIES FOR CREDIT LIFE INSURANCE MODEL REGULATIONHTML | DOC
11 NCAC 11F .0801MODEL REGULATION PERMITTING THE RECOGNITION OF PREFERRED MORTALITY TABLES FOR USE INHTML | DOC
 
SubChapter GHTML | DOC
11 NCAC 11GHTML | DOC
 
SubChapter HHTML | DOC
11 NCAC 11H .0101DEFINITIONSHTML | DOC
11 NCAC 11H .0102LICENSE - STEPSHTML | DOC
11 NCAC 11H .0103REVOCATION OF LICENSEHTML | DOC
11 NCAC 11H .0104SALE OR TRANSFER OF OWNERSHIPHTML | DOC
11 NCAC 11H .0105STANDARDIZED DISCLOSURE STATEMENT FORMATHTML | DOC
11 NCAC 11H .0106HEALTH AND FINANCIAL CONDITIONS FOR ACCEPTANCEHTML | DOC
11 NCAC 11H .0107FINANCIAL STATEMENTS AND COMPILED FIVE YEAR FORECASTSHTML | DOC
11 NCAC 11H .0108COMPILED FIVE YEAR FORECASTHTML | DOC
11 NCAC 11H .0109PROPOSED OR DEVELOPMENT STAGE FACILITIESHTML | DOC
11 NCAC 11H .0110CONTRACT SPECIFICATION - LIVING UNITHTML | DOC
11 NCAC 11H .0111INSOLVENCY OR HAZARDOUS FINANCIAL CONDITIONHTML | DOC
 
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